| Lydia Jaeger FAITH Magazine January-February 2009 |
Dr. Lydia Jaeger suggests that a latent Greek-inspired dualism prevents Thomas Aquinas' hylomorphism from cohering with modern insights into the mathematical intelligibility of the phenomenon of change. She is Director of Studies at the Institut Biblique de Nogent-sur-Marne on the outskirts of Paris, a College for Christian leaders in the Evangelical tradition. This is a developed extract of a paper given at the joint conference of the American Scientific Affiliation and Christians in Science, in Edinburgh, on 3rd August 2007.
1. The Greek Concept of Matter and Creation Ex Nihilo
It has become customary to consider that modern science was born in a revolution: science, as it has been practised since the seventeenth century, is not the continuous development and enhancement of ancient and medieval science, but operates within a significantly different conceptual framework and methodology. A wide variety of changes occurred during the so-called scientific revolution. This paper concentrates on the concept of matter and the implications its mutation (or perhaps one might even say, abandonment) has had on scientific methodology. The chosen focus does not, of course, imply the idea that the change in the concept of matter was the most important, let alone the only factor in the scientific revolution. It is nevertheless interesting to single out this particular concept, in order to grasp one significant aspect of the revolutionary development which led to modern science.
The Ionian physicists first employed the concept of matter in the 6th century B.C., in order to explain physical changes by invoking one or more kinds of universal underlying "stuff". The concept was then used by Plato, Aristotle and subsequent philosophers in a variety of contexts, with at times rather contrasting meanings. Ernan McMullin lists eight different roles matter played in ancient Greek philosophy: the "substratum of change", the "principle of individuation and multiplicity", space as a receptacle for form, "the locus of potentiality", "the source of defect", the contrasting principle "over against life, mind and Divinity", "a factor in explanation" (the so called material cause) and "the ultimate subject of predication".[1] A thorough examination of the development of the concept of matter would need to take into account these differing meanings and distinguish between varying uses of the concept depending on historical period and individual authors.[2] In order to keep the length of this article inside reasonable limits, it is necessary to focus our attention on particular salient aspects of the change that occurred. I will therefore mainly concentrate on the (predominantly Platonic) understanding of matter as the source of defect and examine how it relates to the notion of creation ex nihilo and to the modern scientific paradigm.
When the Church fathers came into contact with Greek philosophy, they could not assimilate the Greek concept of matter without significant change. The doctrine of creation ex nihilo led them to confess God as the Creator
and Sustainer of everything, including matter. Thus matter came under the direct responsibility and reign of the omnipotent, benevolent and wise Creator God. Therefore it could no longer be seen as the source of defect (or even less of evil, as the Gnostics thought). Nor could it be eternal, as Aristotle had thought that unformed matter, as the substratum underlying all change, was itself without any change. In particular, Christian theologians could not represent the creation of the world as the work of a demiurge impressing form on pre-existing matter. Instead, the theologians of the ancient Church had to affirm their belief in the creation of matter also. Augustine wrestles with exactly this question, when commenting in his Confessions the opening verses of the Bible: "Before thou shapedst and diversifiedst this unshapen matter [informem materiam], there was nothing, neither colour, nor figure, nor body, nor spirit."[3] But according to Greek thought, formed matter was preceded by unformed matter: "And yet was there not altogether an absolute nothing; for there was a certain unshapedness, without any form in it."[4] But in order to be faithful to the conviction that the origin of all reality lies in God, Augustine considers that matter itself is created and finds biblical support for this doctrine in the second verse of the first chapter of Genesis: he interprets the tohu-bohu (Gen. 1:2) as referring to "the unshapedness of the first matter [informitatem matehae] which thou createdst without form (of which thou wert to make this goodly world)".[5] In particular, our understanding of creation should not be based on the analogy with a human craftsman in as much as he always works with what already exists. On the contrary, all things come from God: "Tis thou that madest the artificer his body, thou gavest a soul to direct his limbs; thou madest the stuff [materiam] of which he makes anything; thou madest that apprehension whereby he may take his art."[6] God himself does not depend on any pre-existent thing in his work of creation: "Nor didst thou hold anything in thy hand whereof to make this heaven and earth: for how couldst thou come by that which thyself hadst not made, to make anything? For what hath any being, but only because thou art?"[7].
2. The Creation of Matter and the Possibility of Empirical Science
Postulating the creation of matter leads to a very different perspective on the contingency of our world, compared to the conception of a world formed by a demiurge. In the Judaeo-Christian view, contingency is not the result of an imperfect formation process, but stems from the free will of the omnipotent Creator. The work of a demiurge is only contingent insofar as he does not succeed in implementing the telos that he had in mind. Therefore, if there is any deviation from the rational essence of things, it results from imperfection; it is caused by the limitations of the demiurge. As he works with pre-existing matter, he is not omnipotent, but has to face its resistance. Thus the world produced by the demiurge can in no way be the subject of empirical science. In as far as the work of the demiurge is successful, it is completely transparent to contemplation for the essence of things allows for an exhaustive rational understanding, as they arise from a (finite) intelligence which has informed matter. As a result, no experiments are necessary to understand nature. In as far as the work of the demiurge is imperfect, it does not allow science -either empirical, or rational - because the deviation from the original telos follows no rules, but arises from a principle of irrationality.[8]
Creation as a voluntary act of the omnipotent Intelligence can, on the other hand, be used to undergird the empirical method which governs the new scientific approach, from the 17th century onwards. The notion of creation combines rational work with free act, in such a way that contingency is no longer the result of imperfection, but expresses the freedom of the almighty Creator:
The changed value of the notion of contingency consists of the fact that the contingent no longer has its basis in the indeterminacy of matter, but in the freedom of the divine will, as the creative foundation of the world and all its parts.[9]Thus, creationism believes that the contingent - as contingent - is understandable, which helps to explain the empirical approach of modern science. On the one hand, reality is accessible to scientific description, since it has its origin in God, who is both almighty and rational. On the other hand, rational conjecture is not enough to grasp the natural order, since it is the result of a free act, and is therefore not necessary: scientists must, through their experiments, learn which laws God has established in the created world.
The book of philosophy [...] stands perpetually open before our eyes, though since it is written in characters different from those of our alphabet it cannot be read by everyone; and the characters of such a book are triangles, squares, circles, spheres, cones, pyramids, and other mathematical figures, most apt for such a reading.[19]Refusing to link material realisation and imperfection led to an original attitude to experimental data: the conviction that nature allows an exact mathematical description generated an expectation of finding a more comprehensive and universal order than that which appears at first Platonic-inspired glance. To use Kantian terms, trust in the mathematical structure of the world acted as a regulative principle for Galileo: it made him carefully monitor the setting-up of his experiments, in his quest to draw out the natural order which can evade the inattentive and unsophisticated eye of the ordinary observer.
Forms are not actually intelligible except according as they are separated from matter and from its conditions; nor are they made actually intelligible except by the power of a substance understanding them, according as they are received into, and are affected by, that substance.He rejects in particular the idea that "it is only corporeal matter that impedes intelligibility, and not any matter whatsoever."[34] Matter in its very essence, evades reasoning.
Whence it is necessary that there be in any intelligent substance a complete freedom from matter, such that the substance does not have matter as a part of, such too that the substance is not a form impressed on matter, as is the case with material forms.[33]
[1]Ernan MCMULLIN, "Introduction: the concept of matter in transition", in The concept of matter in modern philosophy, ed. E. MCMULLIN, Notre Dame (IN), Univ. of ND. Press,
1978, p. 5-12.
[2]See for example Ernan MCMULLIN (ed.), The concept of matter in Greek and medieval philosophy, Notre Dame (IN), Univ. of N.D. Press, 1965, and The concept of matter in modern philosophy, 1978.
[3]St. Augustine's Confessions XII-3, «The Loeb Classical Library», transl. William WATTS, 1631, Cambridge (MA), Harvard Univ. Press, 1946, vol. I, p. 293.
[4]Ibid.
[5]'Ibid. XII-4, p. 293. For the controversial exegesis of this verse, cf Victor P. HAMILTON, The book of Genesis: chapters 1-17, New International Commentary of the Old Testament, Grand Rapids (MI), Eerdmans, 1990, p. 108-117.
[6]St. Augustine's Confessions XI-5, p. 219.
[7]Ibid. p. 220.
[8]Michael FOSTER, "Christian theology and modern science of nature (II)", MindXIN, 1936, p. 4-7. Foster quotes two passages from the writings of Francis Bacon, which show how the idea of an all-powerful God allowed a transition from a concept of imperfectly realised forms, to one of forms which are open to scientific description and
effectively given in nature (ibid. p. 7, n. 1).
[9]Wolfhart PANNENBERG, "Die Kontingenz der geschopflichen Wirklichkeit", Theologische Literatur^eitung CXIX, 1994, p. 1052. This different perspective on contingency
constitutes, for Pannenberg, one of the major contributions that Christian theology has made to the philosophy of science; e.g. "The doctrine of creation and modern science",
1989, Toward a theology of nature: essays on science and faith, ed. Ted PETERS, Louisville (KY), Westminster/John Knox Press, 1993, p. 36f, and "Contingency and natural law",
1970, ibid. p. 115f For the role that contingency plays in the created order in Newtonian empiricism, cf. L.JAEGER, "The idea of law in science and religion", Science and Christian Belief XX, 2008, p. 133-146.
[10]PLATO, Timaeus 29d, Plato in twelve volumes, "The Loeb Classical Library", vol. IX, trad. R.B. BURY, Cambridge (MA), Harvard Univ. Press, 1929, p. 53.
[11]27d-28a, p. 49; cf. ibid. 51d-52a, p. 121f
[12]W. PANNENBERG, "Theological questions to scientists", Toward a theology of nature, p. 21, and "Contingency and natural law", 1970, ibid. p. 78, 90; Ted PETERS, "Cosmos
as creation", in Cosmos as creation: theology and science in consonance, ed. T PETERS, Nashville (TN), Abingdon Press, 1989, p. 101.
[13]As for ex. Benjamin B. WARFIELD (1851-1921), dogmatician at Princeton Theological Seminary, known for his defence of biblical inerrancy (Evolution, science, and Scripture:selected writings, ed. MA. NOLL, D.N. LIVINGSTONE, Grand Rapids (MI), Baker, 2000, passim). Cf. David N. LIVINGSTONE, Darwin's forgotten defenders: the encounter between Evangelical theology and evolutionary thought, 1987, passim, and «Situating Evangelical responses to evolution)), in Evangelicals and science in historical perspective, ed. D.N.
LIVINGSTONE, DG. HART, MA. NOLL, Edinburgh, Scottish Academic Press, 1999, p. 193-219.
[14]Many 19th-century philosophers advocated an eternal universe, conceived of as an infinite series of cycles (Stanley L. JAKI, Science and creation: from eternal cycles to an oscillating
universe, Edinburgh, Scottish Academic Press, 1974, p. 309 s, 311 3, 319-322, names, in particular, Schelling, Engels and Nietzsche). Jaki believed that many scientists' resistance
to general relativity's finite universe was due to the attractiveness of the Greek idea of an eternal universe (ibid. ch. 14).
[15]Claude TRESMONTANT, Etudes de metaphysique biblique, Paris, Gabalda, 1955, p. 220 (translated by Jonathan Vaughan). "
[16]Dialogue on the Great World Systems, 1632, Second Day, transl. T SALUSBURY, 1661, rev. G. DE SANTILLANA, Chicago (IL), Univ. of Chicago Press, 1953, p. 220 (Le opere
di Galileo Galilei, 1968, vol. VII, p. 332).For the imperfect realisation of mathematical forms in material objects, cf. also PLATO, Timaeus 50b, 53b, 56c, p. 117,127, 137.
[17]Dialogue on the Great World Systems, Second Day, p. 222 (Opere, vol. VII, p. 333). Ernan McMullin pointed out to me that Galileo was not entirely consistent on this issue.
At one point he wrote that "conclusions demonstrated in the abstract are altered in the concrete", but that demonstration in the abstract ought to be sufficient for the
purposes of science (Two New Sciences, 1638, Fourth Day, transl. S. DRAKE, Univ. of Wisconsin Press, 1974, p. 223 (Opere, vol. VIII, p. 274). Cf. E. MCMULLIN "The
conception of science in Galileo's work", in New perspectives on Galileo, R.E. BUTTS, J.C. PITT, Dordrecht/Boston, Reidel, 1978, p. 209-258.
[18]'Two New Sciences, 1638, Fourth Day, p. 223f (Opere, vol. VIII, p. 274 s).
[19]GALILEO, Letter to Fortunio Liceti, January 1641, in Stillmann DRAKE, Galileo at work: his scientific biography, Chicago (IL), Univ. of Chicago Press, 1978, p. 412 (italics mine).
[20]The Summa contra Gentiles, 1259-1265, II, XV, transl. by the English Dominican Fathers, London, Burns Oates & Washbourne, 1923, vol. 2, p. 18.
[21]Ibid. II, XVI, p. 21; cf. II, XIX, p. 29.
[22]Ibid. I, XVII, transl. by the English Dominican Fathers, 1924, vol. 1, p. 38.
[23]Ibid. I, XXVI, p. 62.
[24]Ibid. I, XVI, p. 37.
[25]Tbid. I, XVII, p. 38.
[26]'Ibid. I, XVII, p. 39.
[27] Summa theological^, 1267/68 (?), q. 44, art. 2, obj. 2, transl. by Fathers of the English Dominican Province, Notre Dame (IN), Christian Classics, 1981, p. 230.
[28]Cf Herman DOOYEWEERD, A new critique of theoretical thought, vol. I, Philipsburg (NJ), Presbyterian & Reformed, 1953, p. 180,182.
[29]Summa theologica la, q. 44, art. 2, rep. 2, p. 230.
[30]Ibid. rep. 3, p. 230.
[31]Hbid.
[32]Summa contra Gentiles, I, XXXIV P- 79.
[33] On Being and Essence, IV, 1,1254/55, in Joseph BOBIK, Aquinas on Being and essence: a translation and interpretation, Notre Dame (IN), Univ. of N.D Press, 1965, § 68f, p. 135f
[34]Ibid. IV, 2; BOBIK, § 70, p. 136. Cf. Summa theologica la, q. 12, art. 4, p. 52; et ibid. q. 14, art. l,p. 72.
[35]'Summa contra Gentiles II, XIX, p. 29; cf. II, XXV, p. 44: "Potentiality of being is in those things only which have matter subject to contrariety."
[36]Ibid. II, XL, p. 88 s.
[37]"The origin and development of the concept of the 'laws of nature"', Archives europeennes de sociologie~KXlI, 1981, p. 187.